At a regularly scheduled meeting today, the New York City Campaign Finance Board determined that five campaigns involved in the 2013 citywide election cycle committed violations and assessed penalties. In addition, the Board determined that four campaigns are required to repay public funds. Details of the Board’s determinations are outlined in the charts below.
Board Chair Rose Gill Hearn made the following statement: "Yesterday, Governor Cuomo issued a proposal to strengthen the definitions of coordination in state law. His proposal mirrors the strong and clear standards the Board has been applying for years to ensure candidates and independent expenditure committees remain truly independent. Unlike state or federal regulators, the Campaign Finance Board has a long track record of assessing substantial penalties to candidates and consultants who violate those standards. Clear standards and strong enforcement help protect the city’s system from unlimited, undisclosed, unaccountable money.
"Governor Cuomo and all state lawmakers should know that New York City’s matching funds program is more important than ever in helping average New Yorkers make their voices heard in our elections. Several candidates used public matching funds to overcome massive independent expenditures against them and win election in 2013. This is why citizens and lawmakers from Maryland to Illinois to Oregon are using New York City as a model for reform."
Read the full statement here.
Archived video of today’s meeting is available at www.nyccfb.info/live.
Violations and Penalties
(for details, follow the link in Total Penalties column)
|
Candidate (Election Cycle) |
Office | Violation | Penalty |
Total Penalties |
|---|---|---|---|---|
|
Eric Adams (2013) Program participant $0 public funds received |
Borough President (Brooklyn) |
Failing to provide merchant account statements | $500 | $1,870 |
| Failing to file daily pre-election disclosure statements | $250 | |||
| Accepting an over-the-limit contribution | $125 | |||
| Accepting a corporate contribution | $70 | |||
| Accepting two contributions from unregistered political committees | $225 | |||
| Failing to demonstrate compliance with intermediary reporting and documentation requirements | No Penalty | |||
| Failing to document transactions | $700 | |||
| Failing to demonstrate spending was in furtherance of the campaign | No Penalty |
|
Candidate (Election Cycle) |
Office | Violation | Penalty |
Total Penalties |
|---|---|---|---|---|
|
Kimberly Council (2013) Program participant: |
City Council (District #37) | Failing to demonstrate compliance with reporting requirements for receipts | $250 | $3,408 |
| Accepting contributions from a corporation and a limited liability company | $350 | |||
| Accepting contributions from an unregistered political committee | $275 | |||
| Failing to demonstrate compliance with intermediary reporting and documentation requirements | $100 | |||
| Failing to demonstrate that spending was in furtherance of the campaign | $100 | |||
| Making impermissible post-election expenditures | $247 | |||
| Late response to the initial documentation request | $2,086 |
|
Candidate (Election Cycle) |
Office | Violation | Penalty |
Total Penalties |
|---|---|---|---|---|
|
Joseph Lhota (2013) Program participant: $3,128,034 Public funds received |
Mayor | Failing to file daily pre-election disclosure statements | $350 | $2,846 |
| Accepting contributions from corporations, limited liability companies, or partnerships | $950 | |||
| Failing to document transactions | $846 | |||
| Failing to demonstrate compliance with intermediary reporting and documentation requirements |
$700 |
|
Candidate (Election Cycle) |
Office | Violation | Penalty |
Total Penalties |
|---|---|---|---|---|
|
John Quaglione (2013) Program participant: $92,400 Public funds received |
City Council (District #43) | Failing to report transactions | $248 | $648 |
| Failing to demonstrate compliance with reporting requirements for receipts or disbursements | $250 | |||
| Filing a late disclosure statement | $50 | |||
| Failing to file daily pre-election disclosure statements | $100 |
|
Candidate (Election Cycle) |
Office | Violation | Penalty |
Total Penalties |
|---|---|---|---|---|
|
Jumaane Williams |
City Council (District #45) | Failing to report bank and merchant accounts used for campaign purposes | $500 | $7,806 |
| Failing to provide bank and merchant account statements | $500 | |||
| Filing a late disclosure statement | No Penalty | |||
| Accepting contributions from corporations, limited liability companies, or partnerships | $2,150 | |||
| Accepting contributions from unregistered political committees | $1,050 | |||
| Failing to document transactions | $400 | |||
| Failing to demonstrate that spending was in furtherance of the campaign | $939 | |||
| Making impermissible post-election expenditures | $1,767 | |||
| Commingling campaign funds with funds accepted for a different election | $500 |
Public Funds Repayments
| Candidate |
Public Funds Received (does not reflect repayment obligation) |
Public Funds Repayment |
|---|---|---|
|
Kimberly Council |
$104,336 | $1,180 |
|
Joseph Lhota (2013) Mayor |
$3,128,034 | $1,131.05* |
|
John Quaglione (2013) City Council (District #43) |
$92,400 | $3,442.84* |
|
Jumaane Williams (2013) City Council (District #45) |
$46,200 | $1,245.31* |
*Reflects estimated funds remaining in campaign bank account.
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