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Campaign Finance Board Votes on Enforcement Matters for Six Campaigns from the 2013 Elections

February 11, 2016

At a regularly scheduled meeting today, the New York City Campaign Finance Board determined that six campaigns involved in the 2013 citywide election cycle committed violations and assessed penalties. In addition, the Board determined that one campaign is required to repay public funds.

The Board ratified the public funds payment to J. Loren Russell, candidate for City Council District 17 in the Bronx, in the special election that will be held on February 23, 2016. The payment, totaling $34,741, was issued on February 9, 2016. The NYC Votes Video Voter Guide will debut on Saturday, February 13 on BronxNet channel 67 (Optimum) or channel 33 (Fios) or online at www.bronxnet.tv

Board Chair Rose Gill Hearn said, "Voters will have a choice to make on on February 23rd and there is no shortage of information available to help them make an informed choice. We believe that this is the model for empowering voters and I hope everyone in district 17 will take full advantage of this opportunity to get involved."

Details of the Board’s determinations are outlined in the charts below. Archived video of today’s meeting is available at www.nyccfb.info/live.

Violations and Penalties
(for details, follow the link in Total Penalties column)

Candidate Violation Penalty Total Penalties

Manuel Caughman
Candidate, 2013
City Council District 27

Program Participant:
$92,400 in public funds received

Making a cash expenditure greater than $100 $50 $1,888
Failing to demonstrate that spending was in furtherance of the campaign $195
Making impermissible post-election expenditures $1,643

 

Candidate Violation Penalty Total Penalties

Lenford Edie
Candidate, 2013
City Council District 12

Program Participant:
$0 in public funds received

Failing to demonstrate compliance with reporting requirements for receipts and disbursements $750 $1,900
Failing to document transactions $500
Failing to report and document basic campaign functions/activities $500
Maintaining a petty cash fund greater than $500 $150

 

Candidate Violation Penalty Total Penalties

Joan Flowers
Candidate, 2013
City Council District 27

Did not participate in public funds program
 

Failing to provide merchant account statements No penalty $4,707
Late filing of disclosure statements $150
Late filing of daily pre-election disclosure statements $100
Failing to demonstrate compliance with subcontractor reporting and documentation requirements $50
Accepting two in-kind contributions from corporations $1,083
Failing to document an in-kind contribution $100
Failing to document loans $3,074
Late response to Draft Audit Report $150

 

Candidate Violation Penalty Total Penalties

Stephen Pierson
Candidate, 2013
City Council District 33

Program Participant:
$92,400 in public funds received

Filing a late disclosure statement No penalty $357
Failing to demonstrate that spending was in furtherance of the campaign $100
Making impermissible post-election expenditures $257

 

Candidate Violation Penalty Total Penalties

Ydanis Rodriguez
Candidate, 2013
City Council District 10

Program Participant:
$87,350 in public funds received

Failing to provide merchant account statements $500 $5,653
Accepting over-the-limit contributions $625
Accepting an in-kind contribution from a corporation $550
Accepting contributions from unregistered political committees $2,922
Failing to report and document a transaction $100
Failing to demonstrate compliance with intermediary reporting and documentation requirements No penalty
Failing to demonstrate that spending was in furtherance of the campaign $956

 

Candidate Violation Penalty Total Penalties

Humberto Soto
Candidate, 2013
City Council District 34

Program Participant:
$38,070 in public funds received

Failing to demonstrate compliance with cash receipts reporting documentation requirements $105 $1,080
Failing to demonstrate that spending was in furtherance of the campaign $797
Making impermissible post-election expenditures $178

Public Funds Repayments

Candidate Public Funds Received
(does not reflect repayment obligation)
Public Funds Repayment

Humberto Soto
Candidate, 2013
City Council District 34

$38,070 $505

 

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